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NEGLIGENCE - HEALTH AND SAFETY AT WORK - LOCAL GOVERNMENT
BREACH OF STATUTORY DUTY : PERSONAL PROTECTIVE EQUIPMENT : PROTECTIVE
CLOTHING : RISK ASSESSMENT : STATUTORY INTERPRETATION : SUITABILITY :
WASTE DISPOSAL : CORRECT APPROACH TO ASSESSING "SUITABILITY" OF
PERSONAL PROTECTIVE EQUIPMENT WITHIN MEANING OF REG.4 PERSONAL
PROTECTIVE EQUIPMENT AT WORK REGULATIONS 1992 : RELATIONSHIP BETWEEN
REG.4 AND REG.6 PERSONAL PROTECTIVE EQUIPMENT AT WORK REGULATIONS 1992
: reg.4 PERSONAL PROTECTIVE EQUIPMENT AT WORK REGULATIONS 1992 : reg.6
PERSONAL PROTECTIVE EQUIPMENT AT WORK REGULATIONS 1992 : reg.4(3)(d)
PERSONAL PROTECTIVE EQUIPMENT AT WORK REGULATIONS 1992 : reg.4(3)(a)
PERSONAL PROTECTIVE EQUIPMENT AT WORK REGULATIONS 1992
The court gave guidance about the correct approach to the Personal
Protective Equipment at Work Regulations 1992 reg.4 and reg.6 with
particular emphasis on how to determine whether personal protective
equipment was "suitable".
The appellant local authority employee (T) appealed against the
dismissal of his appeal against a decision that he had failed to
establish a breach of the Personal Protective Equipment at Work
Regulations 1992 reg.4 by the respondent local authority. T, a street
scene operative, had suffered a serious cut to his finger whilst
working with a team who were maintaining the gardens of unoccupied
council houses and removing rubbish and debris left there by tenants.
The accident occurred whilst he was handling a bin bag full of rubbish,
wearing the standard issue cloth and suede gloves provided by his
employer. T did not know what object had caused the cut, only that it
was something in the bag. His case was that he ought to have been
provided with better quality gloves. In ensuing county court
proceedings, the judge held that although there was a foreseeable risk
that sharp objects would be encountered while clearing gardens, the
risk of injury was "very low indeed" and there was no duty on the local
authority to provide highly protective gloves. On appeal, upholding the
decision of the trial judge, it was held that as it was unclear how the
accident had happened and as risk assessments had not found the
standard-issue gloves to be unsuitable, the local authority was
entitled to conclude that they met the requirements of reg.4. T
submitted that (1) the local authority's risk assessment had been
inadequate because it dealt only with the general risks of garden
clearance and had not attempted to assess the risk of laceration; (2)
the courts had applied a common law test of reasonableness instead of
properly applying the words of reg.4 and recognising that the duty
imposed by it was high. The local authority argued that T's submissions
verged on imposing absolute liability.
HELD: (1) The risk assessment performed by the local authority had been
manifestly defective when compared to the requirements of reg.6. It
should have specifically dealt with the risk of laceration and the type
of protective gloves required in the light of that risk (see paras 23
and 36 of judgment). The judge's approach to suitability had been in
accordance with reg.4; neither judge had referred to reg.6. Regulation
4 and reg.6 should be both pleaded and considered together. Even if
reg.6 was not pleaded, the court should not ignore it (para.9). (2)
Ordinarily a judge's first task was to decide whether reg.4 applied at
all; it applied wherever a residual risk of harm existed provided that
it was not de minimis or so trivial that it should be ignored
(para.44). In the instant case it was necessary to start from the
accepted position that T had been exposed to a risk of laceration that
could not be adequately controlled by other means and that the local
authority was duty-bound to provide suitable protective equipment
(para.38). Although reg.4(3)(a) dealt with appropriateness, the most
obvious starting point was to consider reg.4(3)(d) since effectiveness
was at the heart of suitability; considerations of appropriateness were
only likely to arise when there had been a failure to provide an
identified effective form of protection which an employer claimed would
not have been suitable because, although effective, it was
inappropriate (para.48). The first question for a court was whether the
equipment prevented or adequately controlled the identified risk of
injury. Only if that question was answered in the affirmative would
there be any need to consider the other paragraphs of reg.4(3). If the
question was answered in the negative, the equipment would be
unsuitable to matter how "appropriate" it might be (para.40-41). The
words "adequately control the risk" in reg.4(3)(d) meant that the
equipment should prevent a significant injury (para.42). The
suitability of any protective equipment had to be judged at the time
when the equipment was provided rather than with the benefit of
hindsight. Although reg.6 might be helpful to a judge, it did not
define suitability (para.39). In the instant case the gloves had not
been effective because the manufacturer's description stated that they
were suitable only for minimal risks and the risk of laceration to
employees doing T's job was more serious than that (para.46). It was
clear from a physical examination of the gloves that they were not
capable of withstanding pressure from a sharp object. The gloves were
therefore unsuitable and their provision amounted to a breach of reg.4.
Appeal allowed
STEVEN THRELFALL v HULL CITY COUNCIL (2010)
Lawtel: 25.10.10
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